What steps are needed to seek guardianship or conservatorship for an incapacitated relative under New York law

The information on this site is for general informational purposes only, may be outdated, and is not legal advice; do not rely on it without consulting your own attorney. See full disclaimer.

Detailed Answer

If you need to seek guardianship or conservatorship for a loved one under New York law, follow these general steps.

  1. Determine the correct proceeding – Use guardianship under New York Mental Hygiene Law Article 81 to make personal or financial decisions. To manage only a person’s estate, you may use conservatorship under the Surrogate’s Court Procedure Act Article 17.
  2. Obtain professional evaluations – A qualified physician or psychologist must evaluate the proposed incapacitated person and submit an affidavit of incapacity. See MHL § 81.03.
  3. Prepare and file the petition – For guardianship, file your petition in the Supreme Court of the county where the person lives under MHL § 81.03. For conservatorship, file in Surrogate’s Court under SCPA § 1701.
  4. Give notice to interested parties – Serve the petition on the proposed incapacitated person and required family members. Send notice to the district attorney under MHL § 81.05 or SCPA § 1702 for conservatorship.
  5. Court-appointed evaluation – The court appoints an independent evaluator under MHL § 81.19 to interview the person and report on capacity.
  6. Attend the court hearing – A hearing must occur within 60 days for guardianship (MHL § 81.11). Both sides can present evidence and witnesses.
  7. Receive court appointment – If the court finds incapacity, it issues letters of guardianship (MHL § 81.18) or letters of conservatorship (SCPA § 1750). The guardian or conservator may need to post a bond unless waived.

Disclaimer: This article is for educational purposes only and does not constitute legal advice.

Helpful Hints

  • Consult an attorney experienced in elder or disability law early.
  • Gather medical records and contact information for close relatives before filing.
  • Keep detailed financial records if you handle the estate.
  • Maintain clear communication with the court and the proposed person throughout the process.
  • Understand that the court will review decisions to ensure they serve the person’s best interests.

The information on this site is for general informational purposes only, may be outdated, and is not legal advice; do not rely on it without consulting your own attorney. See full disclaimer.